Mutual funds to be traded on stock exchanges
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Mutual funds to be traded on stock exchanges

Last Updated: Sunday, November 15, 2009, 12:10
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Mutual funds to be traded on stock exchanges New Delhi: There is some good news for those who wish to invest in mutual funds but are in two minds for putting their hands in the product through fund managers.

The market regulator has now allowed mutual funds to be traded on stock exchanges so that more investors can access them and have a basket of various categories of securities to get assured of maximum returns.

"It is a positive development and an enabling decision by SEBI for an additional way of buying mutual fund schemes. It will facilitate the geographical reach for mutual funds," said Value Research Online CEO Dhirendra Kumar.

However, the effectiveness of this channel for scheme distribution remains to be seen in the days ahead, he added.

"The Stock Exchange mechanism would also extend the present convenience available to secondary market investors to mutual fund investors," Securities and Exchange Board of India has said.

The guidelines are already there for sellers of mutual fund products. They include the agents' qualifications, the investor redressal mechanism, stamping and also monitoring by SEBI for appointment of intermediaries for selling mutual fund products.

With all this, the stock brokers intending to extend the transaction in mutual funds through stock exchange mechanism need to comply with the requirements specified by SEBI for passing the Association of Mutual Fund Investors (AMFI) certification examination.

In the new system, investor grievance mechanism for stock exchanges shall provide for investor grievance handling mechanism to the extent they relate to disputes between brokers and their client in case of mutual funds.

The regulator has done this with an aim to use the infrastructure of stock exchanges that already exists for the secondary market transactions in over 1,500 towns and cities, through over 200,000 stock exchange terminals can be used for facilitating transactions in mutual fund schemes.

Bureau Report

First Published: Sunday, November 15, 2009, 12:10

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