Complaint redressal rate slides to 56% in capital markets

The investor grievance redressal rate of Sebi-regulated market entities dipped to 56 percent during the April-June quarter of the financial year from 76 percent in the same period a year ago.

Market entities may get incentives to open retail demat a/c

To attract a larger number of retail investors to the stock markets, regulator SEBI is looking into a proposal to devise an incentive structure for brokers and other market entities to encourage opening of demat accounts by persons from small cities.

SEBI tightens 'conflict of interest' rules for market entities

To ensure fair and non- discriminatory treatment to all investors and companies, SEBI on Wednesday asked stock exchanges, rating agencies, brokers, depositories and other market entities to put in place a strong system to manage any conflict of interest.

Now, 'Associated Persons' require certifications: Sebi

The term "associated person" is generally used for permanent or temporary employees of various market entities, including FIIs and other foreign entities, dealing in the Indian securities space.