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US SEC News

29 Jun 2020

Telegram to pay US SEC fine of $18.5mn over digital token charges

The settlement announced over the weekend comes after Telegram in May announced its decision to withdraw its cryptocurrency-focused subsidiary, Telegram Open Network (TON), due to problems it faced as a result of the US SEC scrutiny.

12 Aug 2017

Snap Inc buys data firm 'Placed' for $135 million

`Placed,` which helps advertisers track real-world purchases and store visits, was acquired by Snap to enhance `advertising effectiveness`, the report added.

24 Mar 2016

ExxonMobil, Chevron told to allow investor climate votes

US regulators have told ExxonMobil and Chevron to permit shareholders to vote on resolutions requiring assessments of how climate change policies might affect them, according to documents released Thursday.

07 Apr 2015

BlackRock to close or combine some money-market funds: Report

BlackRock Inc , the world`s largest money manager, will close or consolidate some money-market funds as the company responds to recent regulatory reforms, the Wall Street Journal reported.

Dr Reddy's Laboratories

25 Feb 2015

Attorney Generals of Texas, California probe DRL's drug pricing mechanism

Attorney Generals of Texas and California have separately sought information on pricing of some drugs sold by Dr Reddy's Laboratories in the US, according to the latest filing for the drug maker with SEC.

23 Dec 2014

Indian-American attorney, wife charged with insider trading

California-based Shivbir Grewal and Preetinder Grewal agreed to pay USD 90,000 to settle the federal regulator US Securities and Exchange Commission's charges.

09 Dec 2014

Operator of bitcoin stock exchange penalized by US SEC

The operator of a stock exchange that allowed clients to use bitcoins to trade in certain securities was ordered by U.S. regulators to pay $68,000 to resolve claims that he did not register the exchanges.

Whistleblower award

23 Sep 2014

US SEC to pay $30 million-plus in largest whistleblower award

An anonymous tipster living abroad will be receiving more than $30 million.

12 Sep 2014

ICICI Bank raises $500 million from overseas markets

ICICI Bank has raised USD 500 million (about Rs 3,000 crore) from overseas markets by selling its bonds to fund foreign expansion plans.

26 Jul 2014

Facebook says SEC's IPO probe ends, extending WhatsApp closing date

Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.

12 Jul 2014

Alibaba to expand board to 11 after NYSE debut: Filing

A group of 27 top executives and investors in Alibaba Group Holding Ltd, including co-founder Jack Ma, can appoint another two directors to the company`s board once it goes public, according to a U.S. regulatory filing on Friday.

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