Stock broker

Sebi bars Unique Consulting, directors from capital markets

Sebi bars Unique Consulting, directors from capital markets

According to Sebi, Unique Consulting had "misused" its status as a stock broker and solicited and collected funds and deposits from investors through misrepresentation and allurement of periodical returns.

Aug 03, 2017, 23:59 PM IST
NSE asks brokers to have in place insurance cover for FY18

NSE asks brokers to have in place insurance cover for FY18

Top stock exchange NSE has asked its brokers to ensure that their respective insurance cover is in order for current fiscal and submit the details of their policies in electronic format by July 31.

May 24, 2017, 17:39 PM IST

Number of brokers in cash segment falls below 10K in May

As per the latest data compiled by market regulator Sebi, the total number of registered brokers in the cash segment stood at 9,643 as on May 31, 2013.

Jul 02, 2013, 14:35 PM IST

SEBI directs stock broker to comply with securities market laws

SEBI Tuesday directed one stock broker, Ashok Kumar Kayan to "strictly comply" with the securities market laws, following his alleged fraudulent activities in shares of Bakra Pratisthan.

Jan 01, 2013, 23:38 PM IST

Sebi cancels registration of Amit Fin Services as stock broker

Market regulator Sebi has cancelled the registration of Amit Financial Services as stock broker.

Nov 08, 2012, 16:15 PM IST

Leading stock broker involved in Satyam case: CBI

The investigations in the multi-crore Satyam accounting scam has indicated the role of a prominent stock broker prompting the CBI to seek filing of another charge sheet in the case, which may be done soon.

Aug 23, 2009, 19:40 PM IST